Principal Small Cap Fund

Principal Small Cap Fund

NAV

(as on 24-01-2020)

11.19

AUM

(as on 31-Dec-2019)

158.67 Cr

Why Small cap?

- Present in large organized sectors
And have potential to scale up
- Present in sectors where large and
mid caps have limited presence
- Businesses in emerging industries
- Usually under - researched and
under-owned by institutional investors
As on 31-Dec-2019
As on 31-Dec-2019
% of NAV
Sector
14.16%
Chemicals
9.57%
Banks
9.21%
Software
9.01%
Industrial Products
6.67%
Consumer Durables
6.20%
Finance
5.86%
Cement
3.88%
Transportation
3.30%
Textile Products
3.08%
Fertilisers
3.04%
Construction Project
2.94%
Construction
2.52%
Auto
1.47%
Retailing
1.46%
Hotels, Resorts And Other Recreational Activities
1.38%
Pesticides
1.25%
Ferrous Metals
1.21%
Services
0.96%
Telecom - Services
0.86%
Non - Ferrous Metals
0.75%
Petroleum Products
0.54%
Auto Ancillaries
0.43%
Media & Entertainment
0.41%
Power
As on 31-Dec-2019
% to NET Assets
Name
9.57%
TREPS 01-Jan-2020
3.63%
ICICI Bank Ltd.
3.05%
Navin Fluorine International Ltd.
2.45%
Galaxy Surfactants Ltd.
2.15%
Fine Organic Industries Ltd.
2.05%
Alkyl Amines Chemicals Ltd.
2.02%
Timken India Ltd.
1.98%
Cosmo Films Ltd.
1.96%
Equitas Holdings Ltd.
1.96%
Transport Corporation of India Ltd.
1.96%
Birla Corporation Ltd.
1.92%
TCI Express Ltd.
1.90%
VIP Industries Ltd.
1.90%
Orient Electric Ltd.
1.90%
HDFC Bank Ltd.
1.89%
Mold-Tek Packaging Ltd.
1.88%
Kotak Mahindra Bank Ltd.
1.86%
Siyaram Silk Mills Ltd.
1.85%
Finolex Cables Ltd.
1.82%
Max Financial Services Ltd.
1.78%
Rites Ltd.
1.68%
Coromandel International Ltd.
1.61%
NIIT Technologies Ltd.
1.56%
Mastek Ltd.
1.55%
KPIT Technologies Ltd.
1.48%
Cera Sanitaryware Ltd.
1.47%
Aditya Birla Fashion and Retail Ltd.
1.46%
The Indian Hotels Company Ltd.
1.46%
Sonata Software Ltd.
1.44%
Raymond Ltd.
1.42%
Karur Vysya Bank Ltd.
1.42%
JK Cement Ltd.
1.40%
Chambal Fertilisers and Chemicals Ltd.
1.39%
JK Lakshmi Cement Ltd.
1.39%
Can Fin Homes Ltd.
1.38%
Rallis India Ltd.
1.37%
Maruti Suzuki India Ltd.
1.33%
GHCL Ltd.
1.27%
Phillips Carbon Black Ltd.
1.27%
Astral Poly Technik Ltd.
1.26%
Ircon International Ltd.
1.26%
Blue Star Ltd.
1.25%
Kirloskar Ferrous Industries Ltd.
1.22%
Neogen Chemicals Ltd.
1.21%
Indian Railway Catering & Tourism Corporation Ltd.
1.20%
Tata Elxsi Ltd.
1.15%
Escorts Ltd.
1.09%
The India Cements Ltd.
1.03%
SBI Life Insurance Company Ltd.
0.96%
Bharti Airtel Ltd.
0.95%
NIIT Ltd.
0.91%
Voltas Ltd.
0.88%
HCL Technologies Ltd.
0.86%
Hindustan Zinc Ltd.
0.75%
KNR Constructions Ltd.
0.75%
Reliance Industries Ltd.
0.74%
DCB Bank Ltd.
0.71%
PNC Infratech Ltd.
0.65%
Relaxo Footwears Ltd.
0.64%
NOCIL Ltd.
0.54%
Balkrishna Industries Ltd.
0.43%
Zee Entertainment Enterprises Ltd.
0.41%
Kalpataru Power Transmission Ltd.
0.14%
364 DAY T-BILL 09-Jan-2020
0.13%
Cash & Cash Equivalents
0.05%
Whirlpool of India Ltd.

Benchmark

Nifty Small Cap 100 index - TRI

Additional Benchmark

NIFTY 50 Index - TRI

Horizon

Long term

Age

259 Days

Suitable for

1. Long term Capital Growth.
2. Predominantly investment in equity and equity related instruments of small cap companies.

Investment Objective

To generate long term capital appreciation by predominantly investing in equity and equity related instruments of small cap companies.
However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved.

WHY INVEST IN Principal Small Cap Fund?

• Aims to invest in companies at relatively early stages of their growth cycles to enhance potential gains from price movements.
• Disciplined and process driven stock selection and portfolio construction.

minimum investment

New Investor: Rs 5000
Existing Investor: Rs 1000

options

Each of the Plan offers growth and dividend option. The dividend option under both the Plans offers the facility of Payout and Reinvestment .

OTHER DETAILS

Exit Load:

-If redeemed/ switched on or before 1 year from the date of allotment: - Nil, for redemption/ switch out of units upto 25% of the units allotted (the limit)
-1% on redemption in excess of 25% of the limit stated above- Redemption of units would be done on First in First out Basis (FIFO)
-Nil thereafter

SIP/STP/RWP -Available

Minimum No. & Amt. of
SIP - Rs 500*
STP - Rs 1000**
RWP - Rs 500**
*12 installments each

Cut Off Time

3.00 p.m. In respect of purchase/switch-in of units for an amount equal to or more than Rs. 2 Lakh, the closing NAV (Net Asset Value) of the day shall be applicable subject to realisation of the funds upto 3.00 p.m. and receipt of application (duly time stamped).

fund manager

Ravi Gopalakrishnan Principal Hybrid Equity Fund Manager

Ravi Gopalakrishnan

Mr. Ravi Gopalakrishnan has over 25 years of experience in research an...
funds managed
Siddarth_Mohta Principal Multi Cap Growth Fund

Siddarth Mohta

Siddarth has been a part of Principal Mutual Fund since 2009. He has o...
funds managed