Principal Small Cap Fund

Principal Small Cap Fund


(as on 20-05-2019)



(as on -)


Why Small cap?

- Present in large organized sectors
And have potential to scale up
- Present in sectors where large and
mid caps have limited presence
- Businesses in emerging industries
- Usually under - researched and
under-owned by institutional investors


Nifty Small Cap 100 index - TRI

Additional Benchmark

NIFTY 50 Index - TRI


Long term


8 Days

Suitable for

1. Long term Capital Growth.
2. Predominantly investment in equity and equity related instruments of small cap companies.

Investment Objective

To generate long term capital appreciation by predominantly investing in equity and equity related instruments of small cap companies.
However, there is no assurance or guarantee that the investment objective of the Scheme will be achieved.

WHY INVEST IN Principal Small Cap Fund?

• Aims to invest in companies at relatively early stages of their growth cycles to enhance potential gains from price movements.
• Disciplined and process driven stock selection and portfolio construction.

minimum investment

New Investor: Rs 5000
Existing Investor: Rs 1000

expense ratio


Each of the Plan offers growth and dividend option. The dividend option under both the Plans offers the facility of Payout and Reinvestment .


Exit Load:

-If redeemed/ switched on or before 1 year from the date of allotment: - Nil, for redemption/ switch out of units upto 25% of the units allotted (the limit)
-1% on redemption in excess of 25% of the limit stated above- Redemption of units would be done on First in First out Basis (FIFO)
-Nil thereafter

SIP/STP/RWP -Available

Minimum No. & Amt. of
SIP - Rs 500*
STP - Rs 1000**
RWP - Rs 500**
*12 installments each
**6 installments each

Cut Off Time

3.00 p.m. In respect of purchase/switch-in of units for an amount equal to or more than Rs. 2 Lakh, the closing NAV (Net Asset Value) of the day shall be applicable subject to realisation of the funds upto 3.00 p.m. and receipt of application (duly time stamped).

fund manager

P V K Mohan Principal Hybrid Equity Fund Manager

P.V.K Mohan

P.V.K Mohan has spent over 25 years in equity research and fund manage...
funds managed
Siddarth_Mohta Principal Multi Cap Growth Fund

Siddarth Mohta

Siddarth has been a part of Principal Mutual Fund since 2009. He has o...
funds managed

Scheme Document & Forms






Application Form